-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZhV0r6WjoFBYR+dXiULQ9tN32Hq7gaFXJNvpgke3zJqV6EHoAX0Ge6ilwbNic0Q v9hagBQSYS4jEQqaX660eQ== 0000315498-98-000008.txt : 19980427 0000315498-98-000008.hdr.sgml : 19980427 ACCESSION NUMBER: 0000315498-98-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980424 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39996 FILM NUMBER: 98600092 BUSINESS ADDRESS: STREET 1: 919 18TH ST N W STREET 2: STE 200 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 919 18TH STREET NW STREET 2: SUITE 200 CITY: WASHINGTON STATE: DC ZIP: 20006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363052539 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3300 CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1943 Amendment No. ____ FEDERAL AGRICULTURAL MORTGAGE CORPORATION Name of Issuer ____________COMMON__________ Title of Class of Securities _________31314830_______ CUSIP Number Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gofen and Glossberg, L.L.C. Tax I.D. No. 36-4143109 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* [a] [ ] [ ] [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF 5. SOLE VOTING POWER SHARES 150,172 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 150,172 EACH 7. SOLE DISPOSITIVE POWER REPORTING 150,172 PERSON 8. SHARED DISPOSITIVE POWER WITH 150,172 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,172 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% 12. TYPE OF REPORTING PERSON* IA Item 1(a) Name of Issuer: Federal Agricultural Mortgage Corporation Item 1(b) Address: 919 18th St. NW, Ste. 200 Washington, DC 20006 Item 2(a) Name of Person Filing: Gofen and Glossberg, L.L.C. Item 2(b) Address: Gofen and Glossberg, L.L.C. 455 Cityfront Plaza, Ste. 3000 Chicago, IL 60611 Item 2(c) Citizenship: Delaware Item 2(d) Title of Class of Securities: Common Item 2(e) CUSIP Number: 31314830 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (e) Investment advisor registered under 203 of the Investment Advisor Act of 1940 Item 4(a) Amount Beneficially Owned: 150,172 Item 4(b) Percent of Class: 5.6% Item 4(c) Number of Shares as to which such person has: (i) sole power to vote: 150,172 (ii) shared power to vote: 150,172 (iii) sole power to dispose: 150,172 (iv) shared power to dispose: 150,172 Item 5 Ownership of Five Percent or Less N/A of a Class: Item 6 Ownership of More than Five Percent N/A on Behalf of Another Person: Item 7 Identification and Classification of N/A the Subsidiary which Acquired the Security Being Reported on the Parent Holding Company: Item 8 Identification and Classification of N/A Members of the Group: Item 9 Notice of Dissolution of Group: N/A Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1998 Signature:_______________________________ Name/Title: William H. Gofen, President c:/ww/reich/gofen/13g 1998 -----END PRIVACY-ENHANCED MESSAGE-----